{"id":208,"date":"2025-01-31T23:03:01","date_gmt":"2025-01-31T23:03:01","guid":{"rendered":"https:\/\/www.finally.mobi\/?p=208"},"modified":"2025-01-31T23:03:02","modified_gmt":"2025-01-31T23:03:02","slug":"what-is-the-difference-between-over-the-counter-otc-market-and-a-major-stock-market","status":"publish","type":"post","link":"https:\/\/www.finally.mobi\/zh\/2025\/01\/31\/what-is-the-difference-between-over-the-counter-otc-market-and-a-major-stock-market\/","title":{"rendered":"\u573a\u5916\u4ea4\u6613\u5e02\u573a (OTC) \u548c\u4e3b\u8981\u80a1\u7968\u5e02\u573a\u6709\u4ec0\u4e48\u533a\u522b"},"content":{"rendered":"<p>\u8fd9 <strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a\uff08OTC\uff09<\/strong> \u548c\u4e00\u4e2a <strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong> \uff08\u5982\u7ebd\u7ea6\u8bc1\u5238\u4ea4\u6613\u6240\u6216\u7eb3\u65af\u8fbe\u514b\uff09\u5728\u7ed3\u6784\u3001\u76d1\u7ba1\u548c\u4ea4\u6613\u8bc1\u5238\u7c7b\u578b\u65b9\u9762\u5b58\u5728\u5f88\u5927\u5dee\u5f02\u3002\u4ee5\u4e0b\u662f\u4e3b\u8981\u5dee\u5f02\u7684\u7ec6\u5206\uff1a<\/p>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">1. <strong>\u4ea4\u6613\u5730\u70b9<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u4ea4\u6613\u53d1\u751f\u5728\u96c6\u4e2d\u7684\u3001\u6b63\u5f0f\u7684\u4ea4\u6613\u6240\uff0c\u4f8b\u5982 <strong>\u7ebd\u7ea6\u8bc1\u5238\u4ea4\u6613\u6240\uff08NYSE\uff09<\/strong> \u6216\u8005 <strong>\u7eb3\u65af\u8fbe\u514b<\/strong>.<\/li>\n\n\n\n<li>\u8fd9\u4e9b\u4ea4\u6613\u6240\u62e5\u6709\u5b9e\u4f53\u6216\u7535\u5b50\u4ea4\u6613\u5927\u5385\uff0c\u4e70\u5bb6\u548c\u5356\u5bb6\u53ef\u4ee5\u5728\u6b64\u8fdb\u884c\u4e92\u52a8\u3002<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u4ea4\u6613\u76f4\u63a5\u5728\u53cc\u65b9\uff08\u7ecf\u9500\u5546\u6216\u7ecf\u7eaa\u4eba\uff09\u4e4b\u95f4\u8fdb\u884c\uff0c\u65e0\u9700\u7ecf\u8fc7\u96c6\u4e2d\u4ea4\u6613\u6240\u3002<\/li>\n\n\n\n<li>\u5b83\u662f\u4e00\u4e2a\u5206\u6563\u7684\u7ecf\u7eaa\u4ea4\u6613\u5546\u7f51\u7edc\uff0c\u901a\u8fc7\u7535\u5b50\u65b9\u5f0f\u6216\u7535\u8bdd\u534f\u5546\u4ea4\u6613\u3002<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">2. <strong>\u4e0a\u5e02\u8981\u6c42<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u516c\u53f8\u5fc5\u987b\u6ee1\u8db3\u4e25\u683c\u7684\u4e0a\u5e02\u8981\u6c42\uff0c\u5305\u62ec\u6700\u4f4e\u8d22\u52a1\u6807\u51c6\uff08\u4f8b\u5982\u6536\u5165\u3001\u5e02\u503c\u548c\u80a1\u4ef7\uff09\u3001\u516c\u53f8\u6cbb\u7406\u89c4\u5219\u548c\u62a5\u544a\u4e49\u52a1\u3002<\/li>\n\n\n\n<li>\u4f8b\u5982\uff1a\u7ebd\u7ea6\u8bc1\u5238\u4ea4\u6613\u6240\u548c\u7eb3\u65af\u8fbe\u514b\u5bf9\u516c\u53f8\u4e0a\u5e02\u6709\u4e25\u683c\u7684\u6807\u51c6\u3002<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u4e0a\u5e02\u8981\u6c42\u4e0d\u90a3\u4e48\u4e25\u683c\uff0c\u6216\u8005\u6839\u672c\u4e0d\u5b58\u5728\u3002<\/li>\n\n\n\n<li>\u573a\u5916\u4ea4\u6613\u5e02\u573a\u4e0a\u7684\u516c\u53f8\u53ef\u80fd\u5305\u62ec\u8f83\u5c0f\u7684\u516c\u53f8\u3001\u5916\u56fd\u516c\u53f8\u6216\u4e0d\u7b26\u5408\u4e3b\u8981\u4ea4\u6613\u6240\u6807\u51c6\u7684\u516c\u53f8\u3002<\/li>\n\n\n\n<li>\u573a\u5916\u4ea4\u6613\u8bc1\u5238\u901a\u5e38\u5206\u4e3a\u4ee5\u4e0b\u7b49\u7ea7\uff0c\u4f8b\u5982 <strong>\u573a\u5916\u5e02\u573a<\/strong> \uff08\u66f4\u9ad8\u8d28\u91cf\uff09\uff0c <strong>\u8fdc\u7a0b\u4f1a\u8bca<\/strong> \uff08\u65b0\u5174\u516c\u53f8\uff09\u4ee5\u53ca <strong>\u7c89\u7ea2\u5355\u9875<\/strong> \uff08\u98ce\u9669\u66f4\u5927\uff0c\u76d1\u7ba1\u66f4\u5c11\uff09\u3002<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">3. <strong>\u76d1\u7ba1\u4e0e\u900f\u660e\u5ea6<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u53d7\u5230\u4ee5\u4e0b\u673a\u6784\u7684\u4e25\u683c\u76d1\u7ba1\uff1a <strong>\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\uff08SEC\uff09<\/strong> \u5728\u7f8e\u56fd<\/li>\n\n\n\n<li>\u516c\u53f8\u5fc5\u987b\u63d0\u4ea4\u5b9a\u671f\u8d22\u52a1\u62a5\u544a\uff08\u4f8b\u5982 10-K\u300110-Q\uff09\u5e76\u5411\u516c\u4f17\u62ab\u9732\u91cd\u5927\u4fe1\u606f\u3002<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u4e0e\u4e3b\u8981\u4ea4\u6613\u6240\u76f8\u6bd4\uff0c\u76d1\u7ba1\u8f83\u5c11\u3002<\/li>\n\n\n\n<li>\u573a\u5916\u4ea4\u6613\u5e02\u573a\u4e0a\u7684\u516c\u53f8\u53ef\u80fd\u4e0d\u9700\u8981\u5411\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\u63d0\u4ea4\u6587\u4ef6\u6216\u63d0\u4f9b\u76f8\u540c\u7a0b\u5ea6\u7684\u8d22\u52a1\u900f\u660e\u5ea6\u3002<\/li>\n\n\n\n<li>\u8fd9\u53ef\u80fd\u4f7f\u573a\u5916\u80a1\u7968\u98ce\u9669\u66f4\u5927\uff0c\u66f4\u5bb9\u6613\u53d7\u5230\u6b3a\u8bc8\u6216\u64cd\u7eb5\u3002<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">4. <strong>\u6d41\u52a8\u6027\u548c\u4ea4\u6613\u91cf<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u7531\u4e8e\u53c2\u4e0e\u8005\u6570\u91cf\u4f17\u591a\u4e14\u6709\u77e5\u540d\u516c\u53f8\u7684\u5b58\u5728\uff0c\u901a\u5e38\u5177\u6709\u8f83\u9ad8\u7684\u6d41\u52a8\u6027\u548c\u4ea4\u6613\u91cf\u3002<\/li>\n\n\n\n<li>\u8fd9\u4f7f\u5f97\u4e70\u5356\u80a1\u7968\u53d8\u5f97\u66f4\u5bb9\u6613\uff0c\u5e76\u4e14\u4e0d\u4f1a\u5bf9\u4ef7\u683c\u4ea7\u751f\u91cd\u5927\u5f71\u54cd\u3002<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u901a\u5e38\u6d41\u52a8\u6027\u548c\u4ea4\u6613\u91cf\u8f83\u4f4e\uff0c\u5c24\u5176\u662f\u5bf9\u4e8e\u89c4\u6a21\u8f83\u5c0f\u6216\u77e5\u540d\u5ea6\u8f83\u4f4e\u7684\u516c\u53f8\u3002<\/li>\n\n\n\n<li>\u8fd9\u53ef\u80fd\u5bfc\u81f4\u66f4\u5e7f\u6cdb\u7684 <strong>\u4e70\u5356\u4ef7\u5dee<\/strong> \uff08\u4e70\u5165\u4ef7\u4e0e\u5356\u51fa\u4ef7\u4e4b\u95f4\u7684\u5dee\u989d\uff09\uff0c\u4f7f\u5f97\u4ea4\u6613\u66f4\u52a0\u6602\u8d35\u3002<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">5. <strong>\u4ea4\u6613\u8bc1\u5238\u79cd\u7c7b<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u4e3b\u8981\u4ea4\u6613\u5927\u578b\u3001\u77e5\u540d\u516c\u53f8\u7684\u80a1\u7968\u3002<\/li>\n\n\n\n<li>\u8fd8\u5305\u62ecETF\u3001\u503a\u5238\u548c\u5176\u4ed6\u91d1\u878d\u5de5\u5177\u3002<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u4ea4\u6613\u66f4\u591a\u79cd\u7c7b\u7684\u8bc1\u5238\uff0c\u5305\u62ec\uff1a\n<ul class=\"wp-block-list\">\n<li>\u5c0f\u578b\u6216\u5fae\u578b\u4e0a\u5e02\u516c\u53f8\u7684\u80a1\u7968\u3002<\/li>\n\n\n\n<li>\u4e0d\u7b26\u5408\u7f8e\u56fd\u4e0a\u5e02\u8981\u6c42\u7684\u5916\u56fd\u516c\u53f8\u3002<\/li>\n\n\n\n<li>\u884d\u751f\u54c1\u3001\u503a\u5238\u548c\u5176\u4ed6\u975e\u6807\u51c6\u91d1\u878d\u5de5\u5177\u3002<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">6. <strong>\u6295\u8d44\u8005\u51c6\u5165<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u5927\u591a\u6570\u6563\u6237\u548c\u673a\u6784\u6295\u8d44\u8005\u90fd\u53ef\u4ee5\u901a\u8fc7\u7ecf\u7eaa\u8d26\u6237\u8fdb\u884c\u6295\u8d44\u3002<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u6563\u6237\u6295\u8d44\u8005\u4e5f\u53ef\u4ee5\u4ea4\u6613\uff0c\u4f46\u4ea4\u6613\u573a\u5916\u8bc1\u5238\u53ef\u80fd\u9700\u8981\u652f\u6301\u573a\u5916\u4ea4\u6613\u7684\u7ecf\u7eaa\u4eba\u3002<\/li>\n\n\n\n<li>\u7531\u4e8e\u6d41\u52a8\u6027\u4f4e\uff0c\u4e00\u4e9b\u573a\u5916\u80a1\u7968\u53ef\u80fd\u66f4\u96be\u4ea4\u6613\u3002<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">7. <strong>\u98ce\u9669\u7b49\u7ea7<\/strong><\/h3>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u4e3b\u8981\u80a1\u7968\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u4e00\u822c\u8ba4\u4e3a\uff0c\u7531\u4e8e\u76d1\u7ba1\u66f4\u4e25\u683c\u3001\u900f\u660e\u5ea6\u66f4\u9ad8\u4ee5\u53ca\u6709\u6210\u719f\u516c\u53f8\u5b58\u5728\uff0c\u98ce\u9669\u8f83\u4f4e\u3002<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/strong>:\n<ul class=\"wp-block-list\">\n<li>\u7531\u4e8e\u76d1\u7ba1\u8f83\u5c11\u3001\u900f\u660e\u5ea6\u8f83\u4f4e\u4ee5\u53ca\u4ef7\u683c\u6ce2\u52a8\u7684\u53ef\u80fd\u6027\u8f83\u9ad8\u3002<\/li>\n\n\n\n<li>\u573a\u5916\u4ea4\u6613\u80a1\u7968\uff0c\u5c24\u5176\u662f\u7c89\u5355\u5e02\u573a\u4e2d\u7684\u80a1\u7968\uff0c\u901a\u5e38\u88ab\u79f0\u4e3a <strong>\u5ec9\u4ef7\u80a1\u7968<\/strong> \u4e14\u5177\u6709\u5f88\u5f3a\u7684\u63a8\u6d4b\u6027\u3002<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<h3 class=\"wp-block-heading\">\u6c47\u603b\u8868\uff1a<\/h3>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><thead><tr><th>\u7279\u5f81<\/th><th>\u4e3b\u8981\u80a1\u7968\u5e02\u573a\uff08\u7ebd\u7ea6\u8bc1\u5238\u4ea4\u6613\u6240\u3001\u7eb3\u65af\u8fbe\u514b\uff09<\/th><th>\u573a\u5916\u4ea4\u6613\u5e02\u573a<\/th><\/tr><\/thead><tbody><tr><td><strong>\u4ea4\u6613\u5730\u70b9<\/strong><\/td><td>\u4e2d\u5fc3\u5316\u4ea4\u6613\u6240<\/td><td>\u53bb\u4e2d\u5fc3\u5316\u7f51\u7edc<\/td><\/tr><tr><td><strong>\u4e0a\u5e02\u8981\u6c42<\/strong><\/td><td>\u4e25\u683c\u7684<\/td><td>\u6781\u5c11\u6216\u6ca1\u6709<\/td><\/tr><tr><td><strong>\u89c4\u5b9a<\/strong><\/td><td>\u53d7\u5230\u4e25\u683c\u76d1\u7ba1<\/td><td>\u76d1\u7ba1\u8f83\u5c11<\/td><\/tr><tr><td><strong>\u6d41\u52a8\u6027<\/strong><\/td><td>\u9ad8\u7684<\/td><td>\u901a\u5e38\u8f83\u4f4e<\/td><\/tr><tr><td><strong>\u900f\u660e\u5ea6<\/strong><\/td><td>\u9ad8\u7684<\/td><td>\u964d\u4f4e<\/td><\/tr><tr><td><strong>\u98ce\u9669\u7b49\u7ea7<\/strong><\/td><td>\u964d\u4f4e<\/td><td>\u66f4\u9ad8<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity\"\/>\n\n\n\n<p>\u7b80\u800c\u8a00\u4e4b\uff0c\u4e3b\u8981\u80a1\u7968\u5e02\u573a\u66f4\u9002\u5408\u8ffd\u6c42\u7a33\u5b9a\u6027\u548c\u900f\u660e\u5ea6\u7684\u6295\u8d44\u8005\uff0c\u800c\u573a\u5916\u5e02\u573a\u53ef\u4ee5\u63d0\u4f9b\u66f4\u9ad8\u56de\u62a5\u7684\u673a\u4f1a\uff0c\u4f46\u98ce\u9669\u66f4\u5927\u4e14\u76d1\u7763\u8f83\u5c11\u3002<\/p>","protected":false},"excerpt":{"rendered":"<p>The Over-the-Counter (OTC) market and a major stock market (like the NYSE or NASDAQ) differ significantly in terms of structure, regulation, and the types of securities traded. Here&#8217;s a breakdown of the key differences: 1. Trading Venue 2. Listing Requirements 3. Regulation and Transparency 4. Liquidity and Trading Volume 5. Types of Securities Traded 6. [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-208","post","type-post","status-publish","format-standard","hentry","category-general"],"_links":{"self":[{"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/posts\/208","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/comments?post=208"}],"version-history":[{"count":1,"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/posts\/208\/revisions"}],"predecessor-version":[{"id":209,"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/posts\/208\/revisions\/209"}],"wp:attachment":[{"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/media?parent=208"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/categories?post=208"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.finally.mobi\/zh\/wp-json\/wp\/v2\/tags?post=208"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}